"we are continuing to build and improve our systems to better (i) identify, assess and monitor potential higher risk areas in our supply chains; (ii) mitigate the risk of slavery and human trafficking occurring in our supply chains through enhanced contract term controls; (iii) train relevant employees as to these risks and the need to manage them; and (iv) protect whistle blowers"

pg. 3

“If issues are identified in relation to modern slavery and/or human trafficking, these must be reported in accordance with Nomura’s Speaking Up Policy.

More general issues in relation to the running of Nomura’s MSA Policy will be reported back to the Human Resources Department and / or the Corporate Legal Department.”